Herewith we continue our discussion
of the Heart Sutra. In this installment we conclude the explanation of
the
uncommon prologue. From this portion
of the sutra arises a multi-faceted discussion which begins with an historically
significant development in the
evolution of the Mahayana doctrine, and proceeds to discuss the buddhist
psychology
which explains the process by
which self is reified. To understand the relevance of this view to our
world, we will
explore the act of perception
and the process by which it gives rise to thoughts. Finally, this view
is considered with
regards the mind/matter dilemma
in the context of its function and its causes. Integral top these discussions
are
epistemological knowledge and
the existential quality of mind and matter. As ever, we begin with the
portion of the
Sutra previously discussed.
THE SUTRA OF THE HEART OF TRANSCENDENT KNOWLEDGE
Thus
have I heard. Once the Blessed One was dwelling in Rajagriha at Vulture
Peak mountain, together
with a great gathering of the sangha of monks and a great gathering of
the sangha of bodhisattvas. At
that time the Blessed One entered the samadhi that expresses the dharma
called "profound
illumination,"
4.0The Uncommon Prologue Continued
and
at the same time noble Avalokiteshvara, the bodhisattva mahasattva, while
practicing the
profound prajnaparamita, saw in this way: he saw the five skandhas to be
empty of nature.
4.1
There are three important points
to consider in this line. The first is that the Buddha and Avalokiteshvara
seem to be
doing the same practice, the second
is implication of the word ‘saw’ and the third is the meaning of the skandhas.
The
first point is that Avalokiteshvara,
is practicing the profound prajnaparamita. That is, he’s doing the same
practice the
Buddha is. Does that make him
a buddha? According to some commentaries it does i. However, I think it
is less
problematic to say he was able,
at the very least, just to maintain shunyata in meditative equipoise. A
difference
between a bodhisattva and a buddha
is that a buddha’s enlightenment is unceasing. Shunyata, or the experience
of
emptiness may be glimpsed in meditation,
but without training it is unstable and degenerates as the post meditation
period lengthens. By and by, the
shunyata is stabilized and the bodhisattva progresses through the bhumis
and attains
buddhahood. A bodhisattva at the
level of the first bhumi ii for example, can maintain shunyata in meditation
– but not
in the post meditation experience.
As he/she travels the bhumis, he/she stabilizes and strengthens that mind.
Avalokiteshvara could have a nonconceptual
mind in meditation, therefore, and still not have had complete, final
enlightenment. What Avalokiteshvara
saw in his meditation – until interrupted by Shariputra, was that the five
skandhas were empty of inherent
existence. Which brings us to the second point, the mode of ‘seeing’. This
mode is
what is known as a valid cognition
of a nonconceptual mind. ‘Valid cognition’ and ‘nonconceptual mind’ are
epistemological terms. We will
examine valid cognition, in a later installment. Suffice to say however,
a valid cognizer
is a mind which realizes its object
non-deceptively. So now then we come to the skandhas. Skandha is a Sanskrit
word which means ‘heap’, or ‘pile’.
It is also translated as ‘aggregate’ There are five skandas: form (ignorance),
feeling (sensation), perception(recognition),
formation (concept), and consciousness. These aggregates are the
aspects of experience that make
up the individual and his world; that is upon these heaps we impute our
notion of
‘self’ and ‘other’, from moment
to moment.
4.2 Topics of Discussion
So the stage is set. In this installment
there are a few ideas that need to be explored here. The first is why
Avalokiteshvara was meditating
on the emptiness of the skandhas, or why this line appears in the sutra.
This is an
important moment in the development
of the “higher schools” of the Mahayana. The second idea is the meaning
of the
skandhas in terms of their function.
The third idea is the relevance of this model of self to our own experience
of self. I
will weave discussion of the third
point into my comments on the second point. A fourth point concerns the
compatibility of this view with
current, scientific views of self, but in particular, of the mind/body
dilemma.
4.3 The Historical Significance
of the line
To understand what it means to
say that Avalokiteshvara ‘saw the skandas to be empty of nature’ one should
have
some familiarity with the view
of an obsolete Hinayana school, known as the Sharvakas iii. The Shravakas
were one
of seventeen Hinayana schools
which flourished in the first several centuries following the Buddha’s
awakening. This
view held that “self” is imputed
on the skandhas, as the Buddha taught, and that by analysis and meditative
equipoise
one could realize the selflessness
of the skandhas. In this case conventional reality is defined as that which
can be
reduced or ‘destroyed’. Thus,
for example, a table exists conventionally, because it can be explained
in terms of its
parts; it has a top, legs and
so on. And each of those pieces has sides, tops bottoms and so on. Anyone
of them can
be broken or cut in half and reduced
to smaller pieces. But at some point, reduction is no longer possible and
one
arrives at an irreducible, or
partless particle, or quanta, if you like. Likewise, Time, or moments of
experience can be
divided into smaller and smaller
conceivable units – the smallest, however, is described as the duration
of a finger snap
divided sixty four times. Ultimate
Truth then, is that which cannot be reduced or deconstructed or destroyed.
So, an
analogy might be that conventional
truth for the Shravaka is like the contents of a movie in which things
appear to exist
continuously. Ultimate truth understands
that each moment exists separately, and in dependence on its previous
moment, and those moments are
divisible into smaller and smaller, ultimately irreducible moments. Hence
it recognizes
that there are frames in the movie,
and does not mistake the movies stream of contents for a continually existing
thing.
Still, it accepts the individual
frames as possessing inherent existence.
4.4
The problem here for the Mahayana
practitioner is that the Shravaka stops short: first in terms of not seeing
the
emptiness of self and other, as
opposed to the mere selflessness of the skandhas, and in terms of maintaining
the view
that irreducible particles, or
irreducible consciousness possessed inherent existence. So, therefore,
the Buddha and
Avalokiteshvara, with their superior
realization, were meditating on the emptiness of the skandhas. And that
is the
significance of the words in the
sutra. To be sure, the above explanation of the Shravaka view is drastically
simplified
(for a moderately more detailed,
but exponentially more authentic explanation, go here). Hopefully, by examining
the
skandhas themselves, we can arrive
at a better understanding of the ‘self’ that is imputed, which exists conventionally
and which is empty of inherent
existence.
4.5 The Skandhas
Before beginning, a caveat is
in order: This discussion of the skandhas is by no means exhaustive. This
is a very
complex topic and I am not well
enough educated to go into it in much greater detail than I am now. In
reality, a
thorough explanation of the skandhas
would be, literally, voluminous. The ‘experts’ on this topic, for example,
are
typically scholars who’ve earned
the titles of Geshe or Khenpo, and they only receive those degrees after
successfully
completing a twelve to fifteen
year curriculum – a curriculum I have barely even begun. Finally, we will
be returning to
this topic again in another installment,
so perhaps what is not clear here will become more clear then. Or maybe
not.
That having been said, we can
cautiously push on.
4.6
The Tibetan Buddhist view, mind
is defined as that which by nature is clear, and which function is knowing.
Minds,
however, are moments of mental
events, or thoughts. There are two types of mind, conceptual minds, and
nonconceptual minds. The thing
we call ‘self’ is just a conceptual mind which has made the mistake of
reifying itself;
it is an adventitious mind. On
what basis, you might ask, has this conceptual mind declared itself existent?
The short
answer is that this self is projected
on the basis of experience of self and other. The universe of relative
experience can
be broken down into two sorts;
forms and mental events. These two groups can be further desegregated into
two
types of form and four types of
mental experiences or activities. These five are the five skandhas. (Ultimately,
however, all them are subsumed
by mind, conceptual or non-conceptual; existing relatively, or beyond existence
or
nonexistence, in the ultimate
sense.) The skandhas, then, are, the total experience of the psycho-physical
thing we call
‘self’. In discussing them, we
are exploring the experiential constituents of consciousness that we call
“I”, or “self” or
“ego”. Essentially, what the skandhas
suggest is that our experience of a ‘self’ that is separate from all other
phenomena, and our experience
of all phenomena as ‘other’, is the result of a ‘mistake’ on the part of
consciousness.
The skandhas explain how this
process takes place, continuously, instantaneously, from moment to moment.
4.7
This is a somewhat radical idea;
what we experience as self is actually a mistaken mind which possesses
no inherent
existence. Yet there must be a
process by which this mistake takes place, including a cause and an agent
for that
cause. The result, of course,
is the mind which takes ‘self’ as its object. The process is the skandhas
and the twelve
links of dependent origination.
The mind that is mistaken is not different from the mind that is, fundamentally,
open,
clear and sensitive: the awakened
mind. Trungpa Rinpoche explains this basic mind thusly:
Fundamentally there is just open space, the basic ground, what we really
are. Our most fundamental state of
mind, before the creation of ego, is such that there is basic openness,
basic freedom a spacious quality; and we
have now, and have always had this openness. Take, for example, our everyday
lives and thought patterns.
When we see an object in the instant there is a sudden perception which
has no logic or conceptualization to it
at all; we just perceive the thing in the open ground. Then immediately
we panic and begin to rush about trying
to add something to it, either trying to find a name for it or trying to
find pigeon holes in which we could locate
or categorize it. Gradually things develop from there.
This development does not take the shape of a solid entity, rather the
development is illusory, the mistaken
belief in a “self” or “ego”. Confused mind is inclined to view itself as
a solid, on-going thing, but it is only a
collection of tendencies, events. In Buddhist terminology, this collection
is referred to as the Five Skandhas, or
Five Heaps. iv
So, this ‘basic ground’ or ‘space’
is the nonconceptual mind discussed in the previous installment. It is
open,
unimpeded, sensitive. It is without
the reference points of subject and object.
4.8 The Skandha of Form
Form is divided into two types,
causal and resultant. Within each type there are numerous subcategories.
Below is a
brief outline of these categories.
I Form
A Four Types of Causal Form
1 Earth
2 Water
3 Fire
4 Wind
B Eleven Types of Resultant Form
1 The Five Sense Faculties
2 The Five Sense Objects
3 Imperceptible Objects
To begin with, form refers to the
body and the environment. It “is a very general term referring to all the
many things
perceivable by the eye and the
other sense organs, whether they be near or far, clear or indistinct, pleasant
or
unpleasant, in the past, present
or future” v. Form can also be divided into two groups; those which can
be contacted
or touched, and those which may
be examined mentally. The unifying characteristic is that forms are objects
of
knowledge. That is they are perceivable
and can be objects of conceptualization.
4.9
The first group of form types
are causal forms. They are causal in the sense that their qualities are
necessary
conditions for the coming together
of other forms. So, what we have then is the structure of support or solidity,
which
is expressed as Earth. Earth is
the basis for activity. We have the capabilities of fluidity and cohesion,
which are
expressed by the element of Water.
There is the energy of heat and ripening, which is represented by Fire.
Finally,
there are the forces of expansion,
dispersal and motion expressed as Wind. Thus we have forms which are, directly
or
indirectly perquisites for other
forms, or are the effects of the coming together of other causal or resultant
forms.
4.10
There are eleven types of resultant
forms. The first five are the sense faculties. The next five are the objects
of those
faculties. the eleventh type is
imperceptible forms. The five sense faculties are the ‘eye faculty’ the
‘ear faculty’ the
‘nose faculty’, the ‘tongue faculty’
and the ‘body faculty’. These faculties are capable of apprehending sense
objects.
The sense objects are the second
group of resultant forms. Thus For the ‘eye faculty’ there is an ‘object
of the eye
faculty’. It is quite, simply,
what the eye faculty sees. Each sense faculty has an object, therefore.
Each of the objects
can be further divided. For example,
objects of the eye faculty can be classified by color and by shape; sounds
can be
classified as those made by sentient
beings, those made by means of non-sentient agents and those which are
venerable. Likewise, sounds can
be classified as those which express meaning and those which do not. The
eleventh
type of form are imperceptible
forms which are perceivable by meditating minds or by non-meditating conceptual
minds. Examples include imagined
forms such as unicorns; atomic forms or those arrived at inferentially;
unapparent
forms, such as vows or promises;
and forms perceived in meditation.
4.11
What occurs at the level of the
first skandha is the creation of dualistic experience. Trungpa Rinpoche
explains it this
way:
[T]his skandha, the skandha of Ignorance-Form, has three different aspects
or stages which we could examine
through another metaphor. Suppose in the beginning there is an open plain
without any mountain or trees,
completely open land, a simple desert without any particular characteristics.
That is how we are, what we are.
We are very simple and basic. And yet there is a sun shining, a moon shining,
and there will be lights and
colors, the texture of the desert. There will be some feeling of the energy
which plays between heaven and
earth. This goes on and on.
Then, strangely, there is suddenly someone to notice all this. It is as
if one of the grains of sand had stuck its
neck out and begun to look around. We are that grain of sand, coming to
the conclusion of our separateness.
This is the “Birth of Ignorance” in its first stage, a kind of chemical
reaction.
The second stage of Ignorance-Form is called “The Ignorance Born Within”.
Having noticed that one is
separate, then there is the feeling that one has always been so. It is
an awkwardness, the instinct toward self
consciousness. It’s also one’s excuse for remaining separate, an individual
grain of sand. It’s an aggressive type
of ignorance, though not exactly aggressive in the sense of anger; it has
not developed as far as that. Rather it is
aggression in the sense that one feels awkward, unbalanced, and so one
tries to secure one’s ground, create a
shelter for oneself. It is the attitude that one is a confused and separate
individual, and that is all there is to it.
One has identified oneself as separate from the basic landscape of space
and openness.
The third type of ignorance is “Self-Observing Ignorance” watching oneself.
There is a sense of seeing oneself
as an external object, which leads to the first notion of “other.” One
is beginning to have a relationship with a
so-called “external” world. This is why these three stages of ignorance
constitute the skandha of
Form-Ignorance; one is beginning to create a world of forms.
When we speak of “ignorance” we do not mean stupidity at all. In a sense
ignorance is very intelligent, but it is
a completely two-way intelligence. That is to say, one purely reacts to
one’s projections rather than just seeing
what is. There is no situation of “letting be” at all, because one is ignoring
what one is all the time. That is the
basic definition of ignorance. vi
Perhaps it should be pointed out,
that this process is occurring in a fraction of a second. It is what happens
as we
engage our perceptions from moment
to moment. In summary then, the skandha of form explains the evolution
of the
mistaken idea of the dualistic
existence of “self” and external phenomena. And, again, a phenomena is
defined as an
object of knowledge because it
has been perceived by a mind. The skandha of form, then comprises our experience
of the universe, including our
experience of our bodies. It is the basis for “I” and “other”. This skandha
arises from
moment to moment.
4.12 The Skandha of Feeling
Feeling, also translated as ‘sensation’
is divided into bodily feelings and mental feelings.
II Feeling/Sensation
A Bodily Sensations
1 Pleasurable
2 Painful
3 Neutral
B Mental Sensations
1 Pleasurable
2 Painful
3 Neutral
Essentially, there are three feelings
or sensations that we experience to varying degrees, as a result of the
interaction of
causal and resultant forms with
consciousness. There are those that are pleasurable (positive), those that
are
uncomfortable (negative) and those
which are neutral. Our experience of them occurs in relation to our bodies
and in
relation to our minds. Many of
these feelings are obvious and others are very subtle or even imperceptible
in relation
to their cause. For example, if
one is engrossed in reading and someone comes in and takes a pen from the
table, the
reader may see it – but not register
it. Then later, when he is finished, the reader may realize the pen is
missing and feel
upset.
4.13
Trungpa Rinpoche, again:
The next development is the setting up of a defense mechanism to protect
our ignorance. This defense
mechanism is Feeling, the second skandha. Since we have already ignored
open space, we would like next to
feel the qualities of solid space, in order to bring complete fulfillment
to the grasping quality we are developing.
Of course space does not mean just bare space, for it contains color and
energy, beautiful and picturesque. But
we have ignored them altogether. Instead there’s just a solidified version
of that color; and the color becomes
captured color, and the energy becomes captured energy, because we have
solidified the whole space and
turned it into an “other”. So we begin to reach out and feel the qualities
of “other”. By doing so we reassure
ourselves that we exist. “If I can feel that out there, then I must be
here.”
Whenever anything happens, one reaches out to feel whether the situation
is seductive or threatening or neutral.
Whenever there is a sudden separation, a feeling of not knowing the relationship
of “that” to “this”, we tend to
feel for our ground. This is the extremely efficient feeling mechanism
that we begin to set up, the Second
Skandha.
4.14The Skandha of Perception
This skandha is also translated
as ‘recognition. This event is ‘grasping at characteristics or at appearances”
as though
they were real and permanent.
There are two aspects, and three scopes to this skandha:
III Perception/Recognition
A Two Aspects
1 Identification
2 Differentiation
B Three Scopes
1 Small
2 Extensive
3 Immeasurable
The two aspects are identification,
and differentiation. This is the process by which we establish, as a result
of grasping
at the attributes of an object,
that the it is ‘yellow’. The second aspect is differentiation. Here characteristics
are
grasped at in conceptual terms.
This involves differentiating the object from other objects, as in ‘this
is a banana’. One
can also apprehend an object by
its symbol, or without knowing its name, but by its characteristics vii.
The three
degrees or intensity of scope
are, small, extensive and immeasurable. Here scope refers to the scope
of one’s
perceptual abilities. Ordinary
people lack the immeasurable perception of a buddha, or even the extensive
ability of
bodhisattvas. Perception is a
very direct, straightforward experience. The grasping at the object of
perception does
not take place immediately viii,
however. To recapitulate then, form encompasses all phenomena that are
objects of
knowledge. Feeling, the second
aggregate, is the impression resulting from perception of those objects.
Perception
itself is the process of distinguishing
characteristics and differentiating objects. At this level there is not
yet conceptual
thinking, but there is a sense
that the object and its characteristics are real and permanent.
4.15 The Skandha of Formation
Formation, or ‘concept’ (sometimes
‘compositional factors’) refers, in a general way to thinking. More particularly,
it
refers to the type of activity
that takes place in a mind. There are fifty-one divisions, called samskaras,
each with
additional subdivisions:
IV Formation
These 51 States may be: virtuous,
nonvirtuous, neither or variable
A The Five Pervasive Mental States
B The Five Determinative States
C The Eleven Virtuous Mental Occurrences
D The Twenty-six Unvirtuous Mental
Occurrences
1 The Six Root Defilements
2 The Twenty Subsidiary Emotional
Afflictions
E The Four Variable Occurrences
As is indicated above, they divide
into five groups and are either virtuous ix, nonvirtuous, neither virtuous
nor
nonvirtuous, or are variable.
We will not discuss all fifty one states, but we will discuss the types
of states and a few of
the most outstanding mental states.
4.16
The first five are pervasive and
are present no matter what we’re involved in. They are intention, concentration,
contact, feeling, and perception,.
Intention is “movement toward an object [mental or physical – Tim A] such
as
when one thinks ‘I will go, I
will sleep I will look, I will smell, I will conceive of an idea’. What
ever sense faculties are
involved, intention runs through
one or more of these six senses” x. The key idea here is that there is
movement toward
the object, to address it. This
seems to operate overtly, as well as subtly as in the case of impulses,
such taking a sip
of coffee. The second is concentration,
which is the ability of mind to hold its object. The third is contact,
which is
mind’s ability to maintain concentration.
The fourth and fifth are the same feeling and perception that comprise
the
second and third skandhas. The
determinative states of mind are: resolution, interest, recollection, samadhi
and
wisdom. They are somewhat similar
to the five pervading states, but they are not omnipresent, and their intensity
varies from instance to instance.
The next thirty-seven are virtuous or nonvirtuous states and include, for
example,
faith, carefulness, hatred, pride
etc. The four variable states are: sleep, remorse, investigation and examination..
4.17
Trungpa Rinpoche explains the
experiential quality of the fourth skandha as follows:
The next development is the Fourth Skandha, Concept. Perception-Impulse
is an automatic reaction to intuitive
feeling. However, this kind of automatic reaction is not really enough
of a defense to protect one’s ignorance
and guarantee one’s security. In order to really protect and deceive oneself
completely, properly, one needs
intellect, the ability to name and categorize things. Thus we label things
and events as being “good”, “bad”,
“beautiful”, “ugly” and so on, according to which impulse we find appropriate
to them.
So the structure of ego is gradually becoming heavier and heavier, stronger.
Up to this point, ego's development
has been purely an action and reaction process; but from now on ego gradually
develops beyond an ape
instinct and becomes more sophisticated. We begin to experience intellectual
speculation, confirming or
interpreting ourselves, putting ourselves into certain logical, interpretive
situations. The basic nature of intellect is
quite logical. Obviously there will be the tendency to work for a positive
condition: to confirm our experience,
to interpret weakness into strength, to fabricate a logic of security,
to confirm our ignorance. xi
4.18 The Skandha of Consciousness
The fifth skandha is called consciousness.
There are, in the Mahayana traditions, xii eight consciousness. they are:
V Consciousness
A The Eight Types
1 Eye Consciousness
2 Ear Consciousness
3 Nose Consciousness
4 Tongue Consciousness
5 Body Consciousness
6 Mind Consciousness
7 Afflicted Consciousness
8 Basic Consciousness
Here, consciousness, or ‘mind’
is the same one discussed in the previous installment. It’s nature is clarity
(albeit
obscured), and its function is
cognition. A consciousness is a thought, or a moment of awareness. It is
not an organ
which has a moment of consciousness
or the condition of a person. The first five consciousnesses are associated
with
the five sense faculties, which
are included in the first skandha. Mind consciousness is included because
it is capable of
knowing, or recalling past events,
memories and so on. Thus the objects of the first five types of consciousness
are
form, and the objects of the sixth
consciousness are non-material, mental objects. Another distinction is
that while the
first five consciousnesses are
passive and receptive, the mind consciousness is active and reflective.
It should be well
understood also, that the five
sense consciousnesses are not ‘conceptual minds’. that is, they do not
think thoughts or
hold concepts. They merely gather
and arrange sensory information. Through all six types consciousness, one
can
know distinctly the nature and
characteristics of phenomena xiii. It should be noted that although six
sense
consciousnesses have been described,
there is only one fundamental consciousness, the all basis-consciousness
or
basic ground (described below).
But because consciousness arises and subsides from moment to moment in
conjunction with a sense faculty,
it is experienced as a type of consciousness. Thus, mind is always aware
of
something.
4.19
Amongst the various Buddhist tenet
systems, the seventh and eighth consciousness are discussed from the Mahayana
‘Mind Only School’ upward. They
do not occur in the lower tenet systems, although they are extrapolated
from the
view concerning the sixth consciousness,
which is held by all tenet systems. The seventh consciousness, also known
as
the ‘disturbed’ or ‘afflicted’
consciousness because it is afflicted with four emotions: View of Self,
Pride (thinking
“I”), Attachment to Self, and
Ignorance with regards to its insubstantiality. xiv This consciousness
diminishes as one
enters and progresses along the
bodhisattva path (which is partly to say, as one stabilizes and strengthens
one’s
meditation). However, until that
time, this consciousness accompanies all cognitive acts. Its basis for
imputing its ‘self’
is the eighth consciousness.
4.20
The eighth consciousness is known
as the all basis-consciousness, or basic consciousness. It is the basic
ground xv
because it holds the seeds of
the skandhas, the ayatanas and the dhatus. Mipham Rinpoche explains it
thusly: “It is the
basis for cognitive acts, and
without bias, it is merely cognizant and conscious. Due to the fact of
being merely the
seed for environment, sense objects
and a body to appear, it is also called all-ground and perpetuating consciousness.
Since whatever is experienced
as environment, sense objects and body is merely the all ground consciousness
appearing as that, just like a
dream experience, it is also called the all-ground consciousness of maturation.”
xvi.
4.21
Chögyam Trungpa Rinpoche
explains the relationship of consciousnesses and the skandhas this way:
…Another point that needs to be made clear here is the distinction between
‘mind’ and ‘consciousness’. In the
Buddhist tradition, mind is purely that which perceives [the cognitive
aspect – Tim A]. It does not require
brainwork; it is simple perception, just on the level of the nervous system.
This simple instinctive function is
called ‘mind’. The Sanskrit term is citta, which literally means ‘heart’,
but it also means ‘essence’, that basic
essence of mind which contains the faculty of perception. This kind of
perception called mind – reacting to hot
and cold, favorable and unfavorable and so on – is very direct, simple
and subtle at the same time.
Consciousness, on the other hand, is articulated and intelligent. It is
the finally developed state of being that
contains all of the previous elements [skandhas – Tim A]. It contains all
the fundamental subtleties of ‘mind’, the
instinctive aspects on the level of feeling and it also includes thought
patterns. It includes any kind of thinking
process. But here the thinking process is on a subconscious level, whether
it be discursive, pictorial or
inquisitive. Consciousness is that sort of fundamental creepy quality that
runs behind actual living thoughts,
behind the samskaras. The explicit thoughts, the samskaras, are the actual
grown-up thoughts, so to speak;
whereas the thoughts produced by consciousness are the undergrowth of these
thoughts. They act as a kind of
padding. The whole pattern of psychology works in such a way that it is
impossible for the explicit thoughts –
virtuous thoughts or evil thoughts or neutral ones – to be suspended in
nowhere, without any context
whatsoever. The subconscious thoughts make the context that is necessary
for the explicit ones. They constitute
the sort of padding or background texture which permits the process to
function in such a way that the next
appropriate thoughts in the explicit sequence can come through. they are
in a sense kindling.
So, you see, the whole pattern is now very efficiently set up. Now if even
the second skandha of feeling does
not operate quite completely, or if perception does not function quite
properly, consciousness with its
subconscious gossip can supply the missing elements and keep the whole
process in action. It acts as sort of an
ignition. It starts up on a particular theme and then sends its message
back to the other skandhas so as to
activate the skandhic process, to get the whole mechanism going.
So consciousness constitutes an immediately available source of occupation
for the momentum of the skandhas
to feed on. And, as we discussed before, meditation provides almost the
only occasion for that momentum to
stop. That is exactly where meditation plays an important role. xvvii
This concludes the discussion of the description of the skandhas and our experience of them.
4.22 The Relevance of the Buddhist
View in the Contemporary World
Now we are left with the question,
how does this model relate, if at all, to the current scientific or philosophical
views
of self? To answer this question,
we will examine an aspect of the skandha of Perception, namely, the conditions
for
perception to arise and a thought
to arise as the result of perception. To do so, we will utilize a bit of
the voluminous
Buddhist epistemology, known in
Tibetan as lorig. Having laid the ground, so to speak, we can ask whether
this view
has any validity or not, when
compared or contrasted with the prevailing scientific view of self and
perception, of mind
and body.
4.23
Before doing so, perhaps it would
be useful to pause and consider what pitfalls lie ahead. So, I will state
my
motivation and my biases up front.
I would like to reiterate that my intention in this essay is not to demonstrate
that
what the Buddha and subsequent
practitioner/scholars have understood vis-a-vis perception and how the
mind
operates, is the same as what
modern science understands. They’re not. Nor is it my intention to highlight
similarities.
Rather, my intention is to point
out their differences in the hopes that what is useful in each view – but
not understood
by the other side, can be taken
into consideration for the benefit of all beings. I start from the belief
that scientific
theories which are firmly ensconced
in the scientific materialist view are fundamentally flawed with regards
to
explaining consciousness, and
I shall give my rational for that belief. But, since relieving the suffering
of sentient beings
is the raison d’erte for the dharma,
buddhists generally are interested at throwing everything, including the
kitchen
sink, at the problem. Thus I do
not hold an anti-scientific view. There is no hesitancy on Buddhist’s part
to embrace
scientific endeavors and discoveries
which are similarly motivated – even when they conflict with the Buddhist
view.
Likewise, it is, I believe, an
indirect objective of science to make the world a more habitable place;
to provide
remedies for sickness, to develop
life saving, life enriching technologies and so on. The two traditions,
science and
Buddhism, then share some common
goals. The way in which they pursue these goals, however, is quite different,
and
one might conclude that the one
has nothing to offer the other. But, as Christopher deCharms of the Keck
Center at
UCSF points out:
“Buddhist scholars have an enormous descriptive understanding of consciousness,
viewed from the internal
perspective and addressing complex aspects of mind, complete with a framework
for defining what questions
are important and what classifications are most useful, neuroscience has
none of these things. Indeed, it has
largely avoided issues of consciousness, introspection and complex mental
phenomena altogether. Conversely,
while science libraries in the West are filled with objective extrospective
data on the minute details of the
mechanisms underlying different functions of the brain, as well as its
microscopic anatomy, the Buddhists have
almost completely ignored both the question of the mechanisms of mind,
and the understanding that can be
gained by external observations.” xviii.
So, what each side brings to this
task then, are comprehensive views of material and nonmaterial events,
and well
honed tools, extropspective and
introspective, for examining their subjects. That having been said, we
unfurl the
banner of epistemology and march
on.
4.24 An Epistemological View of
Perception
Epistemology is known in Tibetan
as Lorig, or The Study of Valid Cognition. Although there are varying views
within
the Mahayana, the predominate
views are anchored in the ontology of madyamika, as elucidated by the great
scholar
Nagarjuna. After Nagarjuna, other
scholars, including Dignaga and Dharmakirti further interpreted and codified
his
teachings. It is Dharmakirti’s
work that generally serves as the basis for the epistemology used by Tibetan
buddhists.
The epistemology I refer to is
based on the Sautantrika Following Reasoning, which is the epistemological
basis for
the Prasangika Madyamika view.
We will discuss Perception from within that framework, then.
4.25
A moment of perception is the
result of the coming together of causes and conditions. For perception
to occur there
must be a sense faculty, such
as an eye, an object of that faculty, a form such as a sound, for example,
and a
corresponding sense consciousness.
These three are called a dhatu. They are also constituents of the first
and fifth
skandhas. The sense faculty is
known as the dominate condition. If there is no sense faculty, the objects
of that
faculty cannot be perceived. So,
if there is no eye with which to see red, there will be no experience of
red. Hence,
the faculty is the dominate condition
for perception to occur. The object that is apprehended by the sense organ
is the
object condition. Without an object,
there is no perception of an object. The third condition is called the
immediate
condition; it is the immediately
preceding moment of consciousness. The shortest moment is defined as the
snap of
a finger divided 64 times (which
I crudely estimate to be 0.00520 seconds.) The immediate condition is the
cause of
the arising of the sense consciousness.
That is to say, the sense consciousness does not arise out of nowhere.
Rather,
consciousness manifests as one
of the eight types from moment to moment. Consciousness is, then, a stream,
a
continuum. When there is contact
between a sense organ, its object and the respective sense consciousness,
there is
perception. When there is contact,
there is feeling, such as defines the second skandha. Thus, perception
occurs over
the course of two moments.
4.26
The constituents of the first
moment are a mind consciousness, a sense consciousness and its object.
For example,
one might be reading a newspaper
when all of a sudden a car outside backfires. At that moment, in the first
fraction of
an instant, there is the ear faculty
apprehending the sound, and the mind consciousness which, because it is
engaged in
the contents of the newspaper,
has not recognized the sound. In the next instant, ear consciousness replaces
that mind
consciousness and is aware of
the sound. At this moment, there is direct perception of the noise. Thus,
in the first
moment, there is a dominate condition,
the ear, an objective condition, the sound of the car back-firing, and
an
immediate condition, the mind
consciousness absorbed in the newspaper. At the moment that the sense consciousness
arises, there is perception. The
consciousness which perceives is known as a direct perceiver. If any of
the first three
conditions were lacking, perception
would not occur.
4.27
We need to keep in mind, that
what we are talking about so far, is the subjective experience, the mental
experience
of a moment of perception. This
view does not preclude a relationship with what I shall call brain activity
(It does,
however, take a very different
view of causation). From a buddhist point of view, again, all phenomena
and all
noumena can be classified either
as forms or as non-material things (i.e. minds), whose ultimate nature
is the same, i.e.
lacking inherent existence. This
view conflicts with the scientific materialist view which believes that
all phenomena are
material, and are expressed as
matter or as energy, and possess inherent existence. Part of the reason
for this conflict
is that the Buddhist view is introspective,
whereas the scientific view is extraspective. (But another reason involves
causality, and we will address
that issue in this installment.) On the buddhist side, introspection is
appropriate tool
because the problem to be solved
(i.e. dualistic mind) originates in the mind. On the side of science, the
problems to
be solved, from the time of Descartes,
relate to the physical universe. Having dutifully reminded the reader of
these
differences we can continue.
4.28
To step back into the first moment,
the object condition is the sixth consciousness. Unlike the first five
consciousnesses which are receptive
and passive, and which apprehend their objects through the force of those
objects, this consciousness which
is called yid in Tibetan, is active and reflective. Yid takes as its objects
concepts,
emotions, memories, perceptions
and other noumena. Thus yid can also function as a both an immediate condition,
and a dominate condition. It apprehends
its objects through subjective dispositions and secondary mental factors,
which are the fifty-one samskaras
of the fourth skandha. These arise out of the alayavijnana, the eighth
consciousness. So, mind then can
take perception as an object. Thus a sense consciousness can also serve
as the
object condition for a mind consciousness.
Perception, again, occurs in a fraction of a second. This then is the third
moment: The conceptual mind, yid
has replaced the sense consciousness as the engaged consciousness, and
taken
perception as its object. It provides
a name/concept for the noise: a-car-back-firing. In other words, the perceptual
consciousness essentially calls
out “Hey! I got this sound, here! You might want to come and have a look.”
And
conceptual mind steps in and names
it. What this mind experiences, however, is not the noise, but a mental
image of
the noise. That image, also known
as a generic image, is the opposite of a non-car-back-firing. Thus, the
yid arrives
at its object through an exclusionary
process.
4.29
The mental consciousness which
arises, is conditioned by previous experience, emotions and so on. Thus,
it’s object
is not the perceptual object of
the sense consciousness, but is a conceptualized object instead. Hence,
the sixth
consciousness is a conceptual
mind. What this means then, is that all ensuing moments of the sense consciousness
will
be mixed with all sorts of mental
information, including concepts, memories, emotions and so on. Why is this?
Because the object of the sense
consciousness is perceptual; that is the sense consciousness is a nonconceptual
direct
perceiver: it is passive. The
mind consciousness is without the ability to see, hear, smell, taste, or
touch objects. So,
while the sense consciousness,
from moment to moment, feeds pure perceptual information to the sixth consciousness,
yid is constantly relating to
that information on the basis of archived information. In other words,
yid is relating to its
object on the basis of ‘me-ness’
or ‘my-ness’; the perception has meaning on the basis of experiences or
information
that yid regards as its own. Yid,
is furthermore unable to separate the mental concepts it has overlaid atop
the object
of perception from the object
itself. Thus, it does not directly perceive or experience the sound, and
thus it is always
mistaken with regards to the nature
or status of the object. This ignorance is the basis for the arising of
“self”, dualistic
mind.
4.30
So what’s going on here is that
there’s a series of successive moments of perception which serves as the
object
condition for the arising of a
mind consciousness, which in turn becomes the immediate cause for ensuing
moments.
This whole complex then is what’s
known as a thought. As the moments progress, the ear faculty and consciousness
may still be engaged, with the
object being the sound of the car itself. Thus there are a series of new
moments in which
the car makes noise, the ear faculty
apprehends the sounds of the car, and a preceding mind consciousness
(conceptualizing the car) are
at work. Because these conditions are present, perception continues to
arise, continues
to be taken as the object of yid,
and yid in turn continues to become the immediate condition for the next
the moment
of perception. To bring this back
to the level of the man-on-the street, then, one moment you’re absorbed
in reading
the newspaper. In the next moment
there’s a noise which is heard by the ear. Then there is a consciousness
of the
noise, then conceptual mind steps
in and says ‘that’s a car back-firing’. Included in that name, however,
is the notion
of car, all previous experiences
with back-firing automobiles, and any emotional information that is relevant
– for
example, maybe, for fun, as a
kid the newspaper-reader stuck potatoes in the exhaust pipes of cars near
his home. Or
maybe his friend drove a Volkswagen
which back-fired a lot. In any case, immediately following the thought,
ear
consciousness perceives more car
sounds and mind consciousness dumps old information on these new sounds.
Soon
the hearer has abandoned the newspaper
and is thinking (however briefly) about a-car-which-has-back-fired.
4.31
Hopefully, the above discussion
has revealed how, based on the skandhas, a conceptual mind arises from
continuously, moment to moment,
and how it projects the notion of a ‘self’ onto the process. Form is contacted
in the
first moment, perceived and determined
meritorious (i.e. worth thinking about) in the second moment (the second
and
third skandhas) , conceptualized
in the third moment (the fourth skandha) as a result of consciousnesses
(the fifth
skandha) operating throughout
each of the moments.
4.32 The Mind/Body Dilemma in Buddhism
and Science: Function and Causation
What the preceding discussion
has been about, in a very certain sense is the relationship between consciousness
and
the body, the good old mind/body
dichotomy. I would like, therefore to consider this perennial issue from
two
perspectives: perception and its
function, and perception and causality. I would like to consider these
perspectives in
the context of the buddhist view,
and the scientific materialist view.
4.33
The buddhist view holds that sentient
beings suffer as a result of misunderstanding the true, nature of phenomena,
including mind. Where there is
self, there is other. Where there is other, craving and aversion arise.
From these all
suffering flows. We want what
we see and are discontent (to some degree) until we acquire it. Having
acquired it, we
want to keep it and are (to some
degree) concerned about loosing it. Or, we see something and we worry it
will
happen to us or harm us. Or, if
we have something we don’t like, we are worried (to some degree) that we
will not be
rid of it. For the adventitious
mind which imputes itself on the skandhas, perception is the process by
which it
constantly affirms its existence
– and by which its existence is threatened. We relate to all moments in
terms of “I” and
other, or, here, where I am, versus,
there, where that is, and so on. We have a sense of separateness – I am
not that;
of individuality – I am not the
same as that; of permanence – I have always been me. Conventional mind
is never not
caught up in its sense of self-existence
or self importance. This preoccupation pervades all mental states and activities,
from mundane activities such as
dressing, to reflex actions such as brushing a fly away. Everything we
consciously do
is motivated by the intention
to feel comfort/happiness/pleasure, or to avoid discomfort/misery/pain.
So perception
then, is one of the chief tools
by which this self propagates its existence. It’s the syringe that delivers
the dose of
self-confirming data to a junkie
addicted to its own mistaken existence.
4.34
I believe that the western approach
to the question of perception is oriented around the issue of evolution,
and in
particular, behavior which promotes
survival. This view begins at the beginning, starting from the emergence
of
bacteria from non-living molecules,
and proceeding from there, all the way to humans. Implicit in this view
is that
perception and other mental activities
are emergent properties of matter. Behavior is inferred on the basis of
movement and actions. Thus, when
a single celled organism, such as an amoeba does something, like eats,
for
example, it is assumed that such
behavior is the result of ‘sensors’ which perceive food, for example, and
‘motors’
which enable the organism to move
or catch its prey. Similarly, those sensors and motors enable the amoeba
to sense
obstacles and to move away from
them. When neurons are added to the mix, then the potential for even more
complex behavior arises. In particular,
the organism which possesses neurons is able to communicate information
from
one part of its body to other,
remote parts so that they can act in concert.
4.35
But, I do not think that perception
here, is necessarily associated with consciousness. We have not yet confronted
the
mind/body dichotomy. Indeed, perception
seems to be reduced to neurons firing as a result of being stimulated.
Francisco Varela recounts the
following: “One of the classical experiments for understanding sensory
phenomena such
as vision… was done many years
ago with the retina of a frog. Imagine that an electrode is now sitting
inside a frog’s
brain, and we present the frog
with various kinds of visual stimuli. A stimulus, according to neuroscientists,
is anything
that makes a neuron react. If
I am recording from a neuron and I present something, say a bar that moves,
and the
neuron doesn’t do anything, we
could say the stimulus isn’t appropriate or adequate. It will not make
the neuron fire.
What these researchers found was
that, for example, a small dot, a large dot, an edge that moves are adequate
stimuli.
that found that particular neurons
would not respond to everything but only to one simple item: small dark
things that
move. the scientists concluded:
this neuron is a ‘fly detector’.” xix. This is a simple example, to be
sure, but it seems to
frame the general approach, as
far as I understand it, to studying the brain, and hence consciousness;
there is an
assumption that for each action,
or ‘qualia’ there is a neural correlate which can be discovered as a result
of
stimulation. The hope is that
by and by consciousness can be ‘mapped’. So, to carry the logic stated
above just a step
further, we get, life evolved
from inert molecules, precede through bacteria to human beings and mind
then, is an
emergent property of matter, which
is expressed as a complex arrangement of stimulated neurons. [forgive me
if this is
too crude].The assumption underlying
this seems to be that the entire process of perception is a physical one,
one of
physical events influencing or
causing other physical events.
4.36
Clearly then, Buddhism and science
are going about the issue of the function of perception in two completely
different
ways. The Buddhist have begun
with the metaphysical question of what causes beings to suffer, and arrived
at an
empirically verifiable answer
to the question. But the suffering, and the evidence are subjective experiences.
Buddhists have little to say about
the physical events involved in perception, and the small amount they do
say, for
example concerning the anatomy
of the sense faculties, is, basically, incorrect. (which is not the same
as saying the
sequence of events they perceive
as taking place don’t actually take place) The scientific view is evolutionary,
mechanistic, and reductionist,
focusing on neural activity and objective measurements. But, because the
means of
acquiring knowledge are reductionist,
science is unable to reach upward and actually realize the conscious behavior
that is imputed by movement and
perception. Ironically, one can’t explain the other, and vice versa.
4.37
The second question concerning
the mind/body dichotomy as pertains to perception is the issue of causation.
It might
be useful to look at other philosophical
views pertaining to this question before presenting the buddhist view.
To begin
with, there are at least three
philosophical positions one could take on the question of mind/body interaction.
The first
is the Cartesian view which takes
the position that mind and body exist separately, and independently. For
Descartes,
mind, and hence knowledge of,
for example, mathematical laws, was, literally, God given. Mind, from the
Cartesian
perspective exists as a separate,
independent, identifiable thing, from its own side. Descartes thought that
the causal
mechanism that enabled these two
entities to influence each other lay in the pineal gland. But, as science
has shown,
the gland has a different function,
and Descartes et al. never showed the means by which the two types of substance
can interact. The second metaphysical
view, is that of the Idealists. They assert the mind’s inherent existence,
but
declare that all other phenomena
are just the epiphenomena of mind xx. But, they too have never produced
an
explanation of how matter influences
the mind. The third view, is the Scientific Realist view which holds that
the body
(and matter) possesses real, independent
existence, but that the mind is, instead, a property of matter. But, here
too,
no satisfactory explanation of
how matter influences mind has been given. The presumption, however, is
that mind, or
consciousness, is a function of
the brain, or an emergent property. Thus it is the byproduct of neural
activity and
possesses no substantial existence
of its own. Furthermore, this view holds that it is only the body which
influences the
mind. The reason I present these
three views is because, at the heart of each philosophy is an existential
question
about the nature of mind and matter.
In each of the three, above, existence is assumed to inhere either in mind
or in
matter, or in both. The Buddhist
view, as we shall see, is quite different, arguing that existence does
not inhere in mind
or in matter. This becomes important
when considering the solution to the issue of the brain/mind dilemma.
4.38
Central to the buddhist tenet
system, and its view of causality is the law of dependent and related origination.
Dependent origination is the other
side of the coin called emptiness. As such it is a relative view. This
view states that
all phenomena arise as the result
of causes and conditions, and when those conditions no longer maintain,
the
phenomenon changes/ceases to exist/occur.
Thus all phenomena are conditioned, and all conditioned phenomena are
impermanent. Mipham Rinpoche explains
dependent origination thusly:
“What is meant by dependent origination? It means that nothing included
under inner or outer phenomena has
arisen without a cause. They have also not originated from an independent
cause, an uncaused and permanent
creator such as Self, Time, or the Almighty. The fact that phenomena are
produced based on the
interdependence [emphasis mine] of their respective causes and conditions
coming together is called
dependent origination. To proclaim this is the unique approach of the Buddha’s
teaching.” xxi
This is a very important point,
especially in regard to the ontological question implicit in the three
views stated above,
and the SM view in particular.
Dependent and related origination means that things exist in dependence
on their
causes and conditions, and relation
to other things. They do not exist independently, from their own side.
Thus, to reify
them is to commit a grave error.
Logically speaking, if anything possessed independent existence, it could
not exist in
relation to anything else, and
thus could not interact with anything else, including being the cause or
the result of
something else. From the buddhist
point of view, the reification of matter becomes an obstacle to solving
the
mind/matter problem. One could
argue, however, that the materialists don’t actually believe that a phenomena
exists
from its own side. But, if science
were to take an ontological position on the existence of matter as pertains
the brain,
that view would have to pervade
all fields of science. So, the solution seems to be to acknowledge the
existential
question – but then turn around
and behave as though matter did possess independent existence. We shall
see how
this apparent contradiction manifests
in the mind/matter question.
4.39
To return to the question of causality
then, the buddhist definition of a cause can be summarized as: If a set
of one or
more events A precedes an event
B, and B does not occur without the prior occurrence of A, then A is said
to be the
cause of B. Here I must stress
that in the dharmic sense, ‘cause’ takes a different nuance. Rather than
the strict usage,
such as we may be familiar with,
such as the convectional heat of a stove causing the cake to bake, here
cause has
more the meaning of a prerequisite
for a phenomena to occur or arise. So for example, a prerequisite for sight
is an
eyeball, and a prerequisite for
that is matter, and so on. Thus, sight is the result of an eyeball and
so on. This model by
now means excludes the existence
of, nor denies the role of receptor cells, rods and nerve endings, neurons
and
synapses and so on. Wallace points
out that this “concept of causality can be put to the test in individual
cases only
retrospectively; but this is the
way we normally conclude one event caused another. With this less metaphysically
burdened concept of causality,
it becomes perfectly obvious that mental phenomena do act as causes of
subsequent
mental and physical events. It
is equally obvious that physical phenomena act as causes of subsequent
mental and
physical events. These facts must
be acknowledged regardless of whether one has found a mechanism by which
causality is made possible. xxii
4.40
Although this view may seem overly
simplistic, it is amenable to the same precision that is evident is the
substantive
causality sought by scientists.
But it leads to very different results when applied to the question of
mind/body
interaction. To elaborate, there
are two types of causes within the buddhist definition. The first are substantial
causes
, in which A becomes B (e.g. the
sprout becomes the shoot), and the second type are cooperative causes in
which A
contributes to the occurrence
of B. To turn this model to the SM view of the mind/body dichotomy, i.e.
that mind is
an emergent property of the brain,
then we can easily see the obstacle to a greater understanding of the nature
of
mind, and its relationship to
the brain, is an insistence on denying the role of mind in the transaction.
This is not a
scientific dogma, it is the dogma
of scientific materialism. Wallace again:
Now if mental states are in fact nothing other than brain states, then
there is no problem in asserting that prior
neurophysiological events transform into mental states, and thereby act
as their substantial causes. But to
conclude with certainty that mental events are identicle to their neural
correlates – or that those mental events
are simply a function of or state of the corresponding brain states – it
would have to be demonstrated
empirically that the two occur simultaneously and not sequentially. This
would entail knowing the precise
moment when a mental event takes place and the precise moment its neural
correlate takes place, and
ascertaining whether those two moments are simultaneous or sequential.
To the best of my knowledge, this
hasn’t yet been done, and it’s not clear to me how it could be done with
sufficient precision. If mental events
are produced from prior neural events, the two cannot be identical, in
which case, it’s valid to ask: Do physical
processes act as substantial causes or cooperative causes for mental processes?
If physical events, in causing nonphysical mental events, were to transform
into them, the mass/energy of those
physical events would have to disappear in the process; this is a position
rejected by Buddhism and science
alike, albeit for different reasons. Buddhism therefore proposes that physical
processes may act as cooperative,
but not substantial, causes for mental events. But this raises the question:
If preceding physical processes act
only as cooperative causes for mental events, what, if anything, are the
substantial causes of mental events? If
mental processes had no substantial causes, this would mean they arise
from nothing; Buddhism rejects the
notion that physical events arise from noting. The conclusion drawn by
Buddhism is that prior mental events act
as the substantial causes of subsequent mental events…”
And, as we’ve seen from the above
discussion of perception, prior consciousness is the immediate object of
a
perceiving consciousness, and
is thus a prerequisite for consciousness. In this sense consciousness arises
in
dependence on prior-consciousness.
It’s substantial cause, therefore, is its prior consciousness.
4.41
To return to the scientific view,
then, as mentioned, in some scientific circles, mind is regarded as an
emergent
property of matter, which arises
as a result of the complexity of the organization of matter. Here I summarize
Wallace,
again. The basis for such an assumption
may be that emergent properties of phenomena are easily discernable in
nature; photosynthesis, for example,
is an emergent property of plants, liquidity is an emergent property of
water when
the molecules are in motion and
so on. Thus it is consistent with empirical evidence gleaned from other
observations
that consciousness is a function
of the brain. But there is an important difference, in observing water,
or a plant: one
can simultaneously observe the
subject, and its emergent property, i.e. H2O and wetness, plants and photosynthesis.
One can’t see the emergent quality
without also seeing the thing from which it emerges. This is quite different,
however, from what happens when
we look at the mind/matter problem. When we look at the brain, we do not
see its
emergent property, consciousness.
And when we look at consciousness we do not see the matter of which it
is
supposed to be a function. Wallace
again:
“A genuine emergent property of the cells of the brain is the brain’s semi-solid
consistency, and that is
something that objective, physical science can well comprehend. Likewise,
scientists clearly understand the
mechanisms by which photosynthesis occurs in plants, mitosis occurs in
cells, and digestion takes place in the
digestive tract; but they do not understand how the brain produces any
state of consciousness. In other words,
if mental phenomena are in fact nothing more than emergent properties and
functions of the brain,
their relation to the brain is fundamentally unlike every other emergent
property found in nature. While
it is conceivable to learn a great deal about experienced mental states
without knowing anything about the brain,
and it is feasible to learn a good deal about the brain without knowing
anything about subjective mental states, it
is not at all clear how one could learn about H2O at different temperatures
and yet know nothing of liquidity or
solidity, learn about photosynthesis without knowing anything about plants,
and so on in the cases of mitosis,
digestion, and reproduction. While liquidity is perceived as a quality
of water, mental phenomena are only
imagined as properties of the brain. Indeed, if one were to study the brain
alone, while totally ignoring human
behavior and subjective conscious states, one would never learn about consciousness
or any other mental
phenomena. xxii
.
4.42
To go back to the philosophical
views at the top of this section, the SM view solves the problem of mind/matter
by
declaring mind to be the same
stuff as matter/energy. But it can’t explain how the latter gives rise
to the former. The
problem faced by scientists, I
believe, is neatly exposed by the buddhist view of causality. From a buddhist
perspective, the brain can only
be a cooperative cause of mind. I present the above critique of the SM
view not out of
the any belief that because science
has not sufficiently explained the mind/body problem, that therefore the
buddhist
view is correct -- but in the
hopes that I can highlight the value, the necessity of a subjective model
of consciousness.
Happily, this view, of the importance
of the subjective experience of mind in understanding consciousness, and
hence
the mind/body problem seems to
be not completely lost on neuroscientists; Christopher deCharms sums up
the
differences in the systems this
way:
A chief difference between these scientific descriptions and those in Tibetan
texts is that at each level
neuroscience attempts to be thoroughly mechanistic and reductionist In
its viewpoint. It seeks to explain each
complex part as resulting from a series of material forces acting on smaller
constituent parts. Each of the visual
maps have been physically observed inside the brain by recording activity
of nerve cells. For example, the
world inside the eye is explained as the electrical activity of an array
of individual receptor cells. This electrical
activity is in turn reduced to mechanisms at the next simpler level: it
is explained as the flow of electrical current
into the cells when they are struck by light. The operations of those currents
are further explained in terms of a
whole cascade of chemicals which are triggered by light and ultimately
lead single molecule channels in the cells
to open and close and allow current to pass. This current is further dissected
into the flow of individual types of
atoms through these micro-channels. if one desires, one can continue this
progression down through the physics
of atoms and even further xxii
. However, in the next paragraph,
deCharms continues in describing the mechanistic analysis that is applied
to
causation: “Its weakness is that
at present it has not been able to reach far enough upwards to grasp conscious
awareness”. In his concluding
remarks he writes:
It is becoming more and more clear that if a scientific understanding of
consciousness, even in its simplest
aspects, is ever to arise, then new methods of observing internal mental
phenomena are going to have to be
developed, because these phenomena are such a fundamental part of consciousness
itself. An understanding of
the mind which does not include subjective experience will always be incomplete.
For this reason,
circumstances now demand a reconciliation of subjective experience and
empirical measurement, one which
has not yet been found. xxiv
So, the relevance of introspective
views of mind, or of perception – such as the buddhist view -- in today’s
world,
would appear to be that it offers
an extraordinary catalog of the myriad mental states that we experiences,
and the
means by which we experience them.
Moreover, it has precise definitions and a rich vocabulary for explaining
these
things, as well as an internally
consistent logic. Finally, it has developed the introspective tools which
the task of
studying mind requires.
4.43 Conclusion
In conclusion, the buddhist view
of self is that it is an adventitious mind which has imputed its existence
on the basis of
its experience of physical and
non-physical objects (i.e. form and mind), which are called the skandhas.
Self, and all
other phenomena arise in dependence
on causes and conditions, but possess no inherent existence from their
own
sides. Mind and body are not understood
to be inseparable, but are understood to be cooperative causes for each
other, but not substantial causes.
As such they can influence each other. That they can influence each other
is, in our
experience, self-evident. Yet
the scientific materialist view, hewing to the principles of universalism
and closure, deny
this is possible, stating instead
that mind has no inherent material existence, being itself an emergent
property of matter,
and as such cannot influence the
brain, and thus the body. I believe that view denies subjective reality,
is
metaphysically weak and contradicts
objective, empirical knowledge about other aspects of the known universe
as
concerns the qualities of emergent
properties. Finally, I believe that it is impossible to try to understand
consciousness
through the process of objectification
and reductionism, and that only by acknowledging the validity of empirical
knowledge gained thorough introspection
can one come to fully understand consciousness and, ultimately, reality.
Recommended Readings
On The Skandhas and Abhidharma
The Dharma Kalu Rinpoche, Traditional,
succinct, but best for the practitioner.
Glimpses of Abhidharma Trungpa
Rinpoche; Very accessible, non-technical.
Cutting Through Spiritual Materialism
Easily one of the finest introductory books on Buddhism in existence –
but also
very useful for long time practitioners.
On Buddhist Epistemology
Mind in Tibetan Buddhism: Oral
Commentary on Ge-Shay Jam-Bel-Sam-Pel's Presentation of Awareness and
Knowledge Composite of All the
Important Points by Lati Rinbochay Traditional, technical and terrific.
Understanding the Mind : An Explanation
of the Nature and Functions of the Mindby Geshe Kelsang Gyatso. Also
technical and traditional. A great
book to begin with!
Books by Anne C. Klein at your
library, e.g Knowing, naming and Negation, Knowledge and Liberation. If
you liked
Wittgenstein, you’ll love Anne
C. Klein.
On Science and Buddhism
Two Views of Mind: Brain Science
and Abhidharma Neurophysiologist deCharms questions Tibetan scholars about
different aspects of consciousness
and experience, then contrasts and compares the buddhist view to the scientific
one. Highly recommended.
Consciousness at the Crossroads:
Conversations with HH the Dalai lama on Brain Science and Buddhism B Alan
Wallace; very interesting read
for both sides.
Gentle Bridges Conversations with
the Dalai Lama on the Sciences of Mind by Jeremy W. Hayward (Editor),
Francisco J. Varela (Editor).
More fascinating discussions.
The Taboo of Subjectivity : Towards
a New Science of Consciousness B Alan Wallace. A very provocative
exploration of the history of
scientific materialism, the marginalization of the mind and the antagonism
between religion,
science and the role of mind to
each.
______________________________________________________________________________
End Notes
i There is some discussion amongst
scholar/practitioners about what bodhisattvas on the higher bhumis actually
experience. While
no ultimate conclusions are drawn,
for how can we know the mind of another except through omniscience, a topic
of debate is
whether bodhisattvas are sentient,
or if they’ve gone beyond the duality which underpins sentience. This question
is further
complicated by the different levels,
or degrees to which innate and acquired obscurations have been refined
or eliminated as one
moves from bhumi to bhumi.
ii Bhumi (Skt) means ‘ground’.
It is one of ten stages of realization and activity a bodhisattva experiences
on the way to final,
complete realization.
iii There were as many as eighteen
hinayana schools in the centuries following the Buddha’s death. Of those,
only the Theravâda
traditions of Sri Lanka and Thailand
survive. Two points should be made. Theravâda is not the same today
as its ancestors, but it is
still regarded, with its basis
in the Pali canon, to be perhaps the most authentic type of Buddhism with
regards to its scriptural
foundations. The second point
is that the word ”Hinayana” was, at the time of the emergence of the Mahayana,
a pejorative term,
meaning lesser vehicle, or smaller
boat. While there are those in the Theravâda tradition who take offense
at that expression, to the
extent that the teachings (not
the view) of the Hinayana are subsumed in the Mahayana and Vajrayana, Tibetan
Buddhists
respectfully regard them as the
foundation upon which the ‘house’ is built. Thus, my usage of the term
is not meant to convey
disrespect, rather it refers to
what the Buddha taught in the First Turning. Other ‘modern’ terms for Hinayana
include ‘foundational
vehicle’ and ‘Nikaya Buddhism’.
iv Chogyam Trungpa, Cutting Through
Spiritual Materialism p. 122 ~ 123; Shambhala Publications
v Lama Norlha: The Skandhas; The
Dharma Kalu Rinpoche; p. 140 SUNY Press.
vi Chogyam Trungpa, Cutting Through
Spiritual Materialism p. 124 ~ 126
vii In his book Two views of Mind
neurophysiologist Christopher deCharms asks Lati Rinpoche whether a concept
can exist without
a term . He phrases the question
within the context of actual research involving brain-damaged people. In
particular, people who’ve
had the “main connecting pathway
from the right side of their brain to the left side severed” may know what
a pen is – but not what
to do with it when the right eye
is covered. When the left eye is covered they know what to do with it,
but not what it is. The point
being, the ‘word part’ is associated
with the left side of the brain and the ‘concept part’ with the right side
of the brain. Rinpoche
points out first, that there are
no things that don’t have names, and that in the case of the brain-damaged
people, they knew from
previous experience what a pen
is called and what it does. Then he elaborates about ‘language awareness’
which suggests that
“until one person tells another
person ‘this is the name of that’ there is no way that the awareness that
‘this is that’ will ever come
into being. He then goes on to
discuss to types of awareness, hidden and manifest, which he likens to
the two sides of the brain. The
former require conceptual thought,
the latter are immediately apparent. Two Views of Mind p. 178 – 181.
viii Lama Norlha p. 150.
ix ‘Virtuous’ in this instance,
is translated from the Tibetan word gewa. Its meaning is not charged with
morality. Rather, it connotes a
quality of goodness or properness.
Proper in the sense of being upright, functioning in accord with its nature.
thus a virtuous action
is one which ‘works’, which produces
favorable results. favorable results are unobstructive.
x Lama Norlha p. 151.
xi Trungpa; Cutting Through Spiritual
Materialism, p. 127.
xii In the Hinayana lineage’s,
the seventh and eighth consciousness are included in the sixth. Also, the
role of eighth consciousness
was expanded in the Mahayana.
xiii Lama Norlha; p. 171.
xiv Lama Norlha p. 172.
xv The alyavijnana is not the
same ‘basic ground’ that precedes dualistic mind. that basic ground is
known as the alaya.
xvi Mipham Rinpoche; The Gateway
to Knowledge; Vol. I p. 34 Rangjung Yeshe Publications
xvii Chogyam Trungpa,Glimpses
of Abhidharma p. 73 ~ 74; Shambhala Publications
xiii Christopher deCharms: Two
Views of Mind: Abhidharma and Brain Science p. 228
xix Francisco Varela Ph.D.; Jeremy
Hayward Ph.D. Gentle Bridges: Conversations with the Dalai Lama on the
Sciences of Mind p. 59;
Shambhala Publications.
xxi This view is not far from
the Cittemartin, or Mind Only School of Buddhism which is discussed in
the link provided in paragraph
4.4 The Cittemartin view differs,
however, in that it’s explanation of causality would be similar to that
presented above.
xxi Mipham Rinpoche; p. 51
xxii B Alan Wallace; The Taboo
of Subjectivity: Toward a New Science of Consciousness p. 81; Oxford university
press 2000
xxiii Ibid. p. 136
xxiv Christopher deCharms p. 53.
xxv Ibid. p.223~ 224.
Tim A